Shoulder Kinematic and Muscle Activity Compensations to Scapular Stabilizer Weakness: An Optimal Control Framework

Abstract

Purpose

Shoulder kinematic and muscular redundancy promotes considerable variability, obscuring possible insights into neuromuscular control and compensation mechanisms for muscle weakness or fatigue. The current study harnessed recent advancements in optimal control formulations for computational musculoskeletal models to determine potential neuromuscular control strategies to compensate for isolated muscle weakness.

Methods

A computational shoulder model characterized by independent clavicular, scapular, and humeral kinematics and 138 muscle elements was used. Optimal control-predicted thoracohumeral elevation kinematics were validated against published empirical kinematics. Force-generating capacity of the upper trapezius, middle trapezius, and lower trapezius, and serratus anterior were individually limited to 75%, 50%, and 25% maximal capacity to generate subsequent optimal control predictions of scapulothoracic kinematic changes associated with muscle weakness. Combined limited maximal force-generating capacity of lower trapezius and serratus anterior was also explored.

Results

Model-predicted scapulothoracic kinematics showed good agreement with reference data, yet some significant differences were identified below 55° thoracohumeral elevation. Fatigue-mediated kinematic changes were most apparent during sagittal plane elevation. Serratus anterior weakness displayed the largest scapulothoracic kinematic changes at all thresholds of limited force-generating capacity. It also prompted the largest compensatory muscle activity changes from other shoulder muscles, while upper trapezius weakness prompted very little compensatory changes in muscle activity.

Conclusion

Optimal control simulations were used to identify potential compensation mechanisms for shoulder muscle weakness and predict their effects on scapular kinematics. Findings suggest that thoracohumeral elevation in the scapular plane displayed less trapezius coactivity, both when ‘weakened’ and ‘unweakened.’ Thus, scapular plane tasks may isolate serratus anterior, while frontal plane tasks may achieve more balanced coactivation.